Filing Details

Accession Number:
0001144204-13-050986
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-16 16:17:39
Reporting Period:
2013-09-12
Filing Date:
2013-09-16
Accepted Time:
2013-09-16 16:17:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
771999 Document Security Systems Inc DSS Services-Computer Integrated Systems Design (7373) 161229730
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1580473 Jeffrey Ronaldi C/O Document Security Systems, Inc.
28 East Main Street, Suite 1525
Rochester NY 14614
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-12 7,633 $1.28 82,341 No 4 P Direct
Common Stock Acquisiton 2013-09-13 7,684 $1.28 90,025 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. Of the shares of common stock reported, 19,580 shares are held in escrow by American Stock Transfer & Trust Company, LLC. These shares will be released to the Reporting Person if and when the closing price per share of the Issuer's common stock exceeds $5.00 per share (as adjusted for stock splits, stock dividends and similar events) for 40 trading days within a continuous 90 day trading period following July 1, 2013. If prior to July 1, 2014, such threshold is not achieved, these shares will be canceled and extinguished.