Filing Details
- Accession Number:
- 0001144204-13-050984
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-16 16:16:10
- Reporting Period:
- 2013-09-12
- Filing Date:
- 2013-09-16
- Accepted Time:
- 2013-09-16 16:16:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 771999 | Document Security Systems Inc | DSS | Services-Computer Integrated Systems Design (7373) | 161229730 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1580359 | Peter Hardigan | C/O Document Security Systems, Inc. 28 East Main Street, Suite 1525 Rochester NY 14614 | Chief Operating Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-12 | 5,000 | $1.28 | 109,123 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- Of the shares of common stock owned by the Reporting Person, 27,289 shares are held in escrow by American Stock Transfer & Trust Company, LLC. These shares will be released to the Reporting Person if and when the closing price per share of the Issuer's common stock exceeds $5.00 per share (as adjusted for stock splits, stock dividends and similar events) for 40 trading days within a continuous 90 day trading period following July 1, 2013. If prior to July 1, 2014, such threshold is not achieved, these shares will be canceled and extinguished.
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