Filing Details
- Accession Number:
- 0001020859-13-000125
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-16 16:13:47
- Reporting Period:
- 2013-04-02
- Filing Date:
- 2013-09-16
- Accepted Time:
- 2013-09-16 16:13:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1020859 | United Natural Foods Inc | UNFI | Wholesale-Groceries, General Line (5141) | 050376157 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1240660 | D Gordon Barker | C/O United Natural Foods, Inc. 313 Iron Horse Way Providence RI 02908 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-04-02 | 2,333 | $0.00 | 2,333 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-04-02 | 1,167 | $0.00 | 3,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-04-02 | 3,500 | $48.05 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-04-02 | 2,333 | $0.00 | 2,333 | $37.82 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-04-02 | 1,167 | $0.00 | 1,167 | $33.90 |
Common Stock | Restricted Stock Unit | Disposition | 2013-09-12 | 2,000 | $0.00 | 2,000 | $0.00 |
Common Stock | Phantom Stock | Acquisiton | 2013-09-12 | 2,000 | $0.00 | 2,000 | $0.00 |
Common Stock | Restricted Stock Unit | Disposition | 2013-09-13 | 1,666 | $0.00 | 1,666 | $0.00 |
Common Stock | Phantom Stock | Acquisiton | 2013-09-13 | 1,666 | $0.00 | 1,666 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,167 | 2021-09-12 | No | 4 | M | Direct | |
0 | 2020-09-10 | No | 4 | M | Direct | |
0 | No | 4 | D | Direct | ||
32,827 | No | 4 | A | Direct | ||
1,667 | No | 4 | D | Direct | ||
34,493 | No | 4 | A | Direct |
Footnotes
- United Natural Foods, Inc.'s closing price on the NASDAQ National Market on the date of grant.
- The stock options vest and becomes exercisable as follows: 1/3 immediately, with the remainder in two equal annual installments beginning on the first anniversary of the date of grant. The options expire on the tenth anniversary of the grant.
- Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
- The restricted stock units vest 1/3 immediately, with the remaining 2/3 vesting in two equal annual installments beginning on the first anniversary of the date of grant.
- On September 12, 2013, 2,000 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested, 100% of which the reporting person had previously selected to defer to the Company's Deferred Compensation Plan.
- The security converts to common stock on a one-for-one basis subject to the terms of the United Natural Foods, Inc. Deferred Compensation Plan.
- On September 13, 2013, 1,666 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested, 100% of which the reporting person had previously selected to defer to the Company's Deferred Compensation Plan.