Filing Details
- Accession Number:
- 0000914190-13-000652
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-16 16:09:15
- Reporting Period:
- 2013-09-12
- Filing Date:
- 2013-09-16
- Accepted Time:
- 2013-09-16 16:09:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719866 | Arctic Cat Inc | ACAT | Miscellaneous Transportation Equipment (3790) | 411443470 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1248135 | H Roger Skime | 601 Brooks Ave. S. P.o. Box 810 Thief River Falls MN 56701 | Vp Research & Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-12 | 7,589 | $27.69 | 56,118 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-12 | 3,751 | $56.03 | 52,367 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-09-12 | 1,305 | $56.03 | 51,062 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-09-12 | 394 | $21.96 | 51,456 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-12 | 154 | $56.03 | 51,302 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-09-12 | 81 | $56.03 | 51,221 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-09-12 | 4,903 | $10.79 | 56,124 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-12 | 944 | $56.03 | 55,180 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-09-12 | 1,346 | $56.03 | 53,834 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-09-12 | 9,901 | $15.77 | 63,735 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-12 | 2,787 | $56.03 | 60,948 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-09-12 | 2,419 | $56.03 | 58,529 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-09-12 | 10,000 | $56.03 | 48,529 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-09-13 | 400 | $15.77 | 48,929 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-13 | 113 | $56.07 | 48,816 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-09-13 | 97 | $56.07 | 48,719 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-09-13 | 190 | $56.07 | 48,529 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-09-12 | 7,589 | $0.00 | 7,589 | $27.69 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-09-12 | 394 | $0.00 | 394 | $21.96 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-09-12 | 4,903 | $0.00 | 4,903 | $10.79 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-09-12 | 9,901 | $0.00 | 9,901 | $15.77 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-09-13 | 400 | $0.00 | 400 | $15.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-08-04 | No | 4 | M | Direct | |
| 0 | 2015-08-03 | No | 4 | M | Direct | |
| 0 | 2020-04-01 | No | 4 | M | Direct | |
| 5,952 | 2021-04-01 | No | 4 | M | Direct | |
| 5,552 | 2021-04-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,322 | Indirect | By 401(k) Plan |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.00 to $56.06 inclusive. The reporting person undertakes to provide Arctic Cat Inc., any security holder of Arctic Cat Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Includes (i) 634 restricted stock units that vest on 4/1/14.
- Reflects the current number of shares held in reporting person's 401(k) plan based on a current plan statement.
- Fully exercisable.
- Vests in three equal annual installments beginning on 4/1/12.
Billionaire Hedge Funds
