Filing Details
- Accession Number:
- 0001140361-13-036025
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-16 15:34:15
- Reporting Period:
- 2013-09-12
- Filing Date:
- 2013-09-16
- Accepted Time:
- 2013-09-16 15:34:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1095981 | Cytori Therapeutics Inc. | CYTX | Surgical & Medical Instruments & Apparatus (3841) | 330827593 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1184566 | David Rickey | 3020 Callan Road San Diego CA 92121 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-12 | 200 | $2.52 | 193,176 | No | 4 | P | Indirect | By Trust |
Common Stock | Acquisiton | 2013-09-12 | 1,490 | $2.53 | 194,666 | No | 4 | P | Indirect | By Trust |
Common Stock | Acquisiton | 2013-09-12 | 610 | $2.54 | 195,276 | No | 4 | P | Indirect | By Trust |
Common Stock | Acquisiton | 2013-09-12 | 2,800 | $2.55 | 198,076 | No | 4 | P | Indirect | By Trust |
Common Stock | Acquisiton | 2013-09-12 | 1,100 | $2.56 | 199,176 | No | 4 | P | Indirect | By Trust |
Common Stock | Acquisiton | 2013-09-12 | 300 | $2.57 | 199,476 | No | 4 | P | Indirect | By Trust |
Common Stock | Acquisiton | 2013-09-12 | 600 | $2.58 | 200,076 | No | 4 | P | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Trust |
No | 4 | P | Indirect | By Trust |
No | 4 | P | Indirect | By Trust |
No | 4 | P | Indirect | By Trust |
No | 4 | P | Indirect | By Trust |
No | 4 | P | Indirect | By Trust |
No | 4 | P | Indirect | By Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 115,059 | Indirect | By Charitable Foundation |
Common Stock | 34,909 | Indirect | By Annunity Trust |
Restricted Stock Award (Common Stock) | 6,100 | Direct |
Footnotes
- These securities are owned by Dave Rickey, TTEE FBO the David Rickey Trust.