Filing Details
- Accession Number:
- 0001179110-13-014201
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-13 19:04:04
- Reporting Period:
- 2013-09-11
- Filing Date:
- 2013-09-13
- Accepted Time:
- 2013-09-13 19:04:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 745732 | Ross Stores Inc | ROST | Retail-Family Clothing Stores (5651) | 941390387 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1238932 | S James Fassio | 4440 Rosewood Drive, Building 4 Pleasanton CA 94588 | President, Chief Dev. Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-11 | 10,000 | $14.71 | 264,541 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-11 | 10,000 | $70.00 | 254,541 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2013-09-11 | 10,000 | $0.00 | 10,000 | $14.71 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,000 | 2014-03-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 141,289 | Indirect | by Trust A |
| Common Stock | 90,000 | Indirect | by Trust B |
Footnotes
- Securities held in the name of James S. Fassio Revocable Trust.
- Securities held in the name of James S. Fassio Dynasty Irrevocable Trust.
- Option is exercisable as it vests in monthly increments beginning the first full month from the date of grant with a vested ratio of 1/72 for the first year, 2/72 for the second year and 3/72 for the third year.
Billionaire Hedge Funds
