Filing Details

Accession Number:
0001437749-13-011988
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-13 18:49:55
Reporting Period:
2013-09-11
Filing Date:
2013-09-13
Accepted Time:
2013-09-13 18:49:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
790715 Sigma Designs Inc SIGM Semiconductors & Related Devices (3674) 942848099
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1443284 Eric Singer C/O Sigma Designs, Inc.
1778 Mccarthy Blvd.
Milpitas CA 95035
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-09-11 52,500 $5.79 1,410,670 No 4 S Indirect By Potomac Capital Management III, L.L.C.
Common Stock Disposition 2013-09-13 9,685 $6.57 1,400,985 No 4 S Indirect By Potomac Capital Management III, L.L.C.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Potomac Capital Management III, L.L.C.
No 4 S Indirect By Potomac Capital Management III, L.L.C.
Footnotes
  1. This price represents the weighted average sales price for mutiple transactions reported on this line. The price of the transactions reported on this line range between $5.75 to $5.85 per share. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each seperate price within the range.
  2. This price represents the weighted average sales price for mutiple transactions reported on this line. The price of the transactions reported on this line range between $6.55 to $6.65 per share. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each seperate price within the range.
  3. Represents shares held directly or indirectly by Potomac Capital Management III, L.L.C. and certain of its affiliates ("Potomac Capital III"). Mr. Singer, by virtue of his position as managing member of Potomac Capital III, may be deemed to beneficially own the shares beneficially owned by Potmoca Capital III for purposes of Section 16. Mr. Singer disclaims beneficial onwership of such shares except to the extent of his pecuniary interest therein.