Filing Details
- Accession Number:
- 0001191981-13-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-13 17:13:42
- Reporting Period:
- 2013-09-11
- Filing Date:
- 2013-09-13
- Accepted Time:
- 2013-09-13 17:13:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 817473 | American Capital Ltd | ACAS | () | 521451377 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191981 | Gordon Obrien | 2 Bethesda Metro Center 14Th Floor Bethesda MD 20814 | Pres., Specialty Fin. & Ops. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-11 | 68,537 | $2.15 | 311,247 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-11 | 68,537 | $13.30 | 311,247 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-09-13 | 5,249 | $2.15 | 311,247 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-13 | 5,249 | $13.15 | 311,247 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | Disposition | 2013-09-11 | 68,537 | $0.00 | 68,537 | $2.15 |
| Common Stock | Options | Disposition | 2013-09-13 | 5,249 | $0.00 | 5,249 | $2.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-04-24 | 2019-04-24 | No | 4 | M | Direct |
| 0 | 2010-04-24 | 2019-04-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,039 | Indirect | ESOP/401(k) |
Footnotes
- Price reflects weighted average sales price; actual sale prices ranged from $13.150 to $13.155. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
- On June 11, 2009, the Company declared a stock dividend payable to all holders of record of common stock on June 22, 2009. Pursuant to the anti-dilution provisions of the Company's stock option plan, an option for 56,798 shares of common stock with an exercise price of $2.79 held by the reporting person on June 22, 2009 became exercisable for 73,786 shares of common stock with an exercise price of $2.15.
- The option vested in three equal installments beginning on April 24, 2010.
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