Filing Details

Accession Number:
0001209191-13-044195
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-13 16:46:27
Reporting Period:
2013-09-11
Filing Date:
2013-09-13
Accepted Time:
2013-09-13 16:46:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1331520 Home Bancshares Inc HOMB State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1365280 Jr F Robert Birch P.o. Box 966
Conway AR 72033
Centennial Bank Regional Pres. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-11 24,191 $4.34 40,020 No 4 M Direct
Common Stock Disposition 2013-09-11 9,500 $27.78 30,520 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2013-09-11 24,191 $0.00 24,191 $4.34
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2003-11-30 2013-11-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 99,974 Indirect By the Bob Birch Trust
Common Stock 6,196 Indirect By IRA
Common Stock 1,370 Indirect By wife's IRA
Common Stock 23,561 Indirect By 401(k)
Common Stock - Restricted 6,300 Direct
Common Stock - Performance Based 4,000 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Performance Stock Option $5.54 2010-01-01 2016-03-13 29,651 29,651 Direct
Common Stock Stock Option $4.34 2004-11-30 2014-11-30 24,191 24,191 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-03-13 29,651 29,651 Direct
2014-11-30 24,191 24,191 Direct
Footnotes
  1. Restricted Stock granted on January 22, 2010 will vest in 33 1/3% installments over three years each January 22nd.
  2. Restricted Stock granted on February 2, 2011 will vest in 33 1/3% installments over three years each February 2nd.
  3. Includes 238.958 shares acquired by the Home BancShares, Inc. 401(k) Plan since the last filing.
  4. Includes 344.6611 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
  5. The Performance Stock awarded on August 2, 2012 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters.
  6. Restricted Stock granted on August 2, 2012 will "cliff" vest 100% three years from award date.
  7. Includes 1019.805 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
  8. Includes 63.105 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
  9. The reporting person had 3,770 shares (split adjusted) vest since the last filing.
  10. The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 22, 2013 and made payable June 12, 2013.
  11. The exercise price decreased as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 22, 2013 and made payable June 12, 2013.
  12. Includes 41.975 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.