Filing Details
- Accession Number:
- 0001209191-13-044195
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-13 16:46:27
- Reporting Period:
- 2013-09-11
- Filing Date:
- 2013-09-13
- Accepted Time:
- 2013-09-13 16:46:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1331520 | Home Bancshares Inc | HOMB | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1365280 | Jr F Robert Birch | P.o. Box 966 Conway AR 72033 | Centennial Bank Regional Pres. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-11 | 24,191 | $4.34 | 40,020 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-11 | 9,500 | $27.78 | 30,520 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2013-09-11 | 24,191 | $0.00 | 24,191 | $4.34 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2003-11-30 | 2013-11-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 99,974 | Indirect | By the Bob Birch Trust |
Common Stock | 6,196 | Indirect | By IRA |
Common Stock | 1,370 | Indirect | By wife's IRA |
Common Stock | 23,561 | Indirect | By 401(k) |
Common Stock - Restricted | 6,300 | Direct | |
Common Stock - Performance Based | 4,000 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Performance Stock Option | $5.54 | 2010-01-01 | 2016-03-13 | 29,651 | 29,651 | Direct |
Common Stock | Stock Option | $4.34 | 2004-11-30 | 2014-11-30 | 24,191 | 24,191 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-03-13 | 29,651 | 29,651 | Direct |
2014-11-30 | 24,191 | 24,191 | Direct |
Footnotes
- Restricted Stock granted on January 22, 2010 will vest in 33 1/3% installments over three years each January 22nd.
- Restricted Stock granted on February 2, 2011 will vest in 33 1/3% installments over three years each February 2nd.
- Includes 238.958 shares acquired by the Home BancShares, Inc. 401(k) Plan since the last filing.
- Includes 344.6611 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- The Performance Stock awarded on August 2, 2012 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters.
- Restricted Stock granted on August 2, 2012 will "cliff" vest 100% three years from award date.
- Includes 1019.805 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- Includes 63.105 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- The reporting person had 3,770 shares (split adjusted) vest since the last filing.
- The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 22, 2013 and made payable June 12, 2013.
- The exercise price decreased as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 22, 2013 and made payable June 12, 2013.
- Includes 41.975 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.