Filing Details
- Accession Number:
- 0001226579-13-000038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-13 16:13:06
- Reporting Period:
- 2013-09-13
- Filing Date:
- 2013-09-13
- Accepted Time:
- 2013-09-13 16:13:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 29644 | Donaldson Co Inc | DCI | Industrial & Commercial Fans & Blowers & Air Purifing Equip (3564) | 410222640 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1382915 | L Jay Ward | 1400 West 94Th Street Bloomington MN 55413 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-13 | 5,000 | $15.25 | 56,420 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-13 | 3,004 | $38.27 | 53,416 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-09-13 | 9,000 | $21.20 | 62,416 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-13 | 6,335 | $38.27 | 56,081 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-09-13 | 2,600 | $38.06 | 53,481 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-13 | 1,500 | $0.00 | 51,981 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2013-09-13 | 275 | $0.00 | 51,706 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2013-09-13 | 250 | $0.00 | 51,456 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2013-09-13 | 150 | $0.00 | 51,306 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-09-13 | 5,000 | $0.00 | 5,000 | $15.25 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-09-13 | 9,000 | $0.00 | 9,000 | $21.20 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2013-09-13 | 6,335 | $0.00 | 6,335 | $38.27 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-01-18 | 2015-01-18 | No | 4 | M | Direct |
| 0 | 2009-12-11 | 2019-12-11 | No | 4 | M | Direct |
| 6,335 | 2013-09-13 | 2019-12-11 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,243 | Indirect | By Benefit Plan Trust |
| Common Stock | 14,296 | Indirect | By Benefit Plan Trust |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at a price ranging from $37.97 - $38.12, inclusive. The reporting person undertakes to provide to Donaldson Company, Inc., any security holder of Donaldson Company, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
Billionaire Hedge Funds
