Filing Details
- Accession Number:
- 0001181431-13-048899
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-13 14:09:57
- Reporting Period:
- 2013-09-11
- Filing Date:
- 2013-09-13
- Accepted Time:
- 2013-09-13 14:09:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1353196 | A Efstathios Kouninis | C/O Pegasystems Inc. 1 Rogers Street Cambridge MA 02142 | Vp Of Finance & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-11 | 250 | $0.00 | 282 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-11 | 128 | $37.99 | 154 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-09-11 | 122 | $38.00 | 32 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-09-11 | 2,000 | $0.00 | 2,032 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-11 | 1,023 | $37.99 | 1,009 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-09-11 | 48 | $0.00 | 1,057 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-11 | 26 | $37.99 | 1,031 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-09-11 | 22 | $37.99 | 1,009 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option - Right to Acquire | Disposition | 2013-09-11 | 250 | $0.00 | 10,000 | $10.41 |
| Common Stock | Stock Option - Right to Acquire | Disposition | 2013-09-11 | 2,000 | $0.00 | 10,000 | $10.41 |
| Common Stock | Stock Option - Right to Acquire | Disposition | 2013-09-11 | 48 | $0.00 | 970 | $11.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,000 | 2009-04-24 | 2018-04-24 | No | 4 | M | Direct |
| 0 | 2009-04-24 | 2018-04-24 | No | 4 | M | Direct |
| 49 | 2009-12-11 | 2018-12-11 | No | 4 | M | Direct |
Footnotes
- Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
- Represents the weighted average of sale prices on 09/11/2013, ranging from $37.99 to $38.00
- All options vest 20% on April 24, 2009, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
- All options vest 20% on December 11, 2009, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
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