Filing Details
- Accession Number:
- 0001140361-13-035838
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-13 11:08:38
- Reporting Period:
- 2013-09-12
- Filing Date:
- 2013-09-13
- Accepted Time:
- 2013-09-13 11:08:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
771497 | Abm Industries Inc | ABM | Services-To Dwellings & Other Buildings (7340) | 941369354 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1198641 | S Luke Helms | 551 Fifth Avenue Suite 300 New York NY 10176 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-12 | 10,000 | $15.56 | 77,623 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-12 | 10,000 | $25.66 | 67,623 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Acquisiton | 2013-09-12 | 10,000 | $0.00 | 10,000 | $15.56 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-11-03 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.6350 to $25.6950, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any securit holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 of this Form 4.
- Includes 7,691 unvested RSUs and 5,396 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.
- Non-employee stock options.
- 20% on 11/3/2004, and 20% on the anniversary date each of the following four years.