Filing Details
- Accession Number:
- 0001179110-13-014146
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-12 21:41:45
- Reporting Period:
- 2013-09-11
- Filing Date:
- 2013-09-12
- Accepted Time:
- 2013-09-12 21:41:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1396814 | Pacira Pharmaceuticals Inc. | PCRX | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1511472 | Andreas Wicki | Governors Square, Suite 4-212-2, 23 Lime Tree Bay Ave. West Bay Grand Cayman E9 00000 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-11 | 37,192 | $2.69 | 1,668,136 | No | 4 | X | Indirect | See footnote. |
Common Stock | Disposition | 2013-09-11 | 2,686 | $37.25 | 1,665,450 | No | 4 | S | Indirect | See footnote. |
Common Stock | Acquisiton | 2013-09-11 | 41,841 | $13.44 | 1,707,291 | No | 4 | X | Indirect | See footnote. |
Common Stock | Disposition | 2013-09-11 | 15,097 | $37.25 | 1,692,194 | No | 4 | S | Indirect | See foootnote. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Indirect | See footnote. |
No | 4 | S | Indirect | See footnote. |
No | 4 | X | Indirect | See footnote. |
No | 4 | S | Indirect | See foootnote. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant (right to buy) | Disposition | 2013-09-11 | 37,192 | $0.00 | 37,192 | $2.69 |
Common Stock | Warrant (right to buy) | Disposition | 2013-09-11 | 41,841 | $0.00 | 41,841 | $13.44 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-01-22 | 2014-01-21 | No | 4 | X | Indirect |
0 | 2010-12-29 | 2017-12-29 | No | 4 | X | Indirect |
Footnotes
- The board of directors of HBM Healthcare Investments (Cayman) Ltd. ("HBM") has sole voting and investment power with respect to the securities held by such entity and acts by majority vote. The reporting person does not have sole voting or investment power over the securities held by HBM. However, the reporting person may be deemed to have beneficial ownership of these securities by virtue of his membership on the board of directors of HBM. The reporting person disclaims beneficial ownership of the securities reported herein for the purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest herein, if any. This report on Form 4 shall not be deemed an admission that the reporting person is a beneficial owner for the purpose of Section 16 of the Exchange Act, or for any other purpose of Section 16 of the Exchange Act, or for any other purpose.
- On September 11, 2013, HBM exercised a warrant to purchase 37,192 shares of the Issuer's common stock for $2.69 a share. HBM paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 2,686 of the warrant shares to pay the exercise price and issuing to HBM the remaining 34,506 shares. The Issuer also paid $7.02 to HBM in lieu of a fractional share.
- On September 11, 2013, HBM exercised a warrant to purchase 41,841 shares of the Issuer's common stock for $13.44 a share. HBM paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 15,097 of the warrant shares to pay the exercise price and issuing to HBM the remaining 26,744 shares. The Issuer also paid $20.21 to HBM in lieu of a fractional share.