Filing Details

Accession Number:
0001179110-13-014146
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-12 21:41:45
Reporting Period:
2013-09-11
Filing Date:
2013-09-12
Accepted Time:
2013-09-12 21:41:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1396814 Pacira Pharmaceuticals Inc. PCRX Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1511472 Andreas Wicki Governors Square, Suite 4-212-2,
23 Lime Tree Bay Ave. West Bay
Grand Cayman E9 00000
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-11 37,192 $2.69 1,668,136 No 4 X Indirect See footnote.
Common Stock Disposition 2013-09-11 2,686 $37.25 1,665,450 No 4 S Indirect See footnote.
Common Stock Acquisiton 2013-09-11 41,841 $13.44 1,707,291 No 4 X Indirect See footnote.
Common Stock Disposition 2013-09-11 15,097 $37.25 1,692,194 No 4 S Indirect See foootnote.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Indirect See footnote.
No 4 S Indirect See footnote.
No 4 X Indirect See footnote.
No 4 S Indirect See foootnote.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant (right to buy) Disposition 2013-09-11 37,192 $0.00 37,192 $2.69
Common Stock Warrant (right to buy) Disposition 2013-09-11 41,841 $0.00 41,841 $13.44
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-01-22 2014-01-21 No 4 X Indirect
0 2010-12-29 2017-12-29 No 4 X Indirect
Footnotes
  1. The board of directors of HBM Healthcare Investments (Cayman) Ltd. ("HBM") has sole voting and investment power with respect to the securities held by such entity and acts by majority vote. The reporting person does not have sole voting or investment power over the securities held by HBM. However, the reporting person may be deemed to have beneficial ownership of these securities by virtue of his membership on the board of directors of HBM. The reporting person disclaims beneficial ownership of the securities reported herein for the purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest herein, if any. This report on Form 4 shall not be deemed an admission that the reporting person is a beneficial owner for the purpose of Section 16 of the Exchange Act, or for any other purpose of Section 16 of the Exchange Act, or for any other purpose.
  2. On September 11, 2013, HBM exercised a warrant to purchase 37,192 shares of the Issuer's common stock for $2.69 a share. HBM paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 2,686 of the warrant shares to pay the exercise price and issuing to HBM the remaining 34,506 shares. The Issuer also paid $7.02 to HBM in lieu of a fractional share.
  3. On September 11, 2013, HBM exercised a warrant to purchase 41,841 shares of the Issuer's common stock for $13.44 a share. HBM paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 15,097 of the warrant shares to pay the exercise price and issuing to HBM the remaining 26,744 shares. The Issuer also paid $20.21 to HBM in lieu of a fractional share.