Filing Details
- Accession Number:
- 0001140361-13-035811
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-12 19:22:26
- Reporting Period:
- 2013-09-10
- Filing Date:
- 2013-09-12
- Accepted Time:
- 2013-09-12 19:22:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
275053 | Natures Sunshine Products Inc | NATR | Pharmaceutical Preparations (2834) | 870327982 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1357553 | M Stephen Bunker | C/O Nature'S Sunshine Products, Inc. 2500 W. Executive Parkway, Suite 100 Lehi UT 84043 | Evp, Cfo, Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-10 | 0 | $0.00 | 18 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-09-10 | 10,851 | $3.85 | 10,869 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-10 | 5,000 | $18.55 | 5,869 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-09-10 | 5,000 | $18.60 | 869 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-09-10 | 851 | $18.65 | 18 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-09-11 | 4,149 | $3.85 | 4,167 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-11 | 4,149 | $18.65 | 18 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-09-10 | 10,851 | $0.00 | 10,851 | $3.85 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-09-11 | 4,149 | $0.00 | 4,149 | $3.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,149 | 2019-11-06 | No | 4 | M | Direct | |
0 | 2019-11-06 | No | 4 | M | Direct |
Footnotes
- The reporting person reported ownership of 17 shares on his Form 3 filed on March 28, 2006. As a result of participation in a dividend reinvestment plan, the reporting person has acquired one additional share. The reporting person no longer participates in the dividend reinvestment plan.
- On August 8, 2013, the Nature's Sunshine Products, Inc (the "Issuer") declared a one-time cash dividend of $1.50 per share to shareholders of record as of August 19, 2013, to be paid on August 29, 2013. As a result, pursuant to anti-dilution provisions of the Issuer's stock incentive plans, the exercise price of all outstanding options were reduced by $1.50.
- The option grant was approved by the Issuer's board of directors on September 24, 2009, subject to shareholder approval of the stock option plan under which the option was granted. The Issuer's shareholders approved the plan on November 6, 2009. The option vested on September 1, 2012.