Filing Details
- Accession Number:
- 0001209191-13-044094
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-12 18:23:21
- Reporting Period:
- 2013-09-11
- Filing Date:
- 2013-09-12
- Accepted Time:
- 2013-09-12 18:23:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1340127 | Carbonite Inc | CARB | Services-Computer Processing & Data Preparation (7374) | 331111329 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1526348 | Swami Kumaresan | C/O Carbonite, Inc. 177 Huntington Avenue Boston MA 02115 | Evp, New Ventures | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-11 | 12,500 | $2.64 | 75,768 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-11 | 12,500 | $16.50 | 63,268 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2013-09-11 | 12,500 | $0.00 | 12,500 | $2.64 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,250 | 2019-11-14 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 6, 2013.
- This option is currently exercisable for 17,906 shares of common stock, after giving effect to the transactions reported on this Form 4. This option will become exercisable as to the remaining underlying shares of common stock on November 14, 2013.