Filing Details
- Accession Number:
- 0001209191-13-044074
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-12 17:19:26
- Reporting Period:
- 2013-09-10
- Filing Date:
- 2013-09-12
- Accepted Time:
- 2013-09-12 17:19:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 849399 | Symantec Corp | SYMC | Services-Prepackaged Software (7372) | 770181864 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1288241 | H Andrew Matto Del | 350 Ellis Street Mountain View CA 94043 | Svp And Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-10 | 3,000 | $15.32 | 54,287 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-09-10 | 2,000 | $14.44 | 56,287 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-09-10 | 1,875 | $18.50 | 58,162 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-10 | 3,000 | $25.49 | 55,162 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-10 | 3,875 | $25.49 | 51,287 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-10 | 1,461 | $25.46 | 49,826 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-10 | 100 | $25.47 | 49,726 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-10 | 3,100 | $25.46 | 46,626 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-10 | 3,011 | $25.46 | 43,615 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-10 | 200 | $25.46 | 43,415 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-10 | 700 | $25.46 | 42,715 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-09-10 | 3,000 | $0.00 | 3,000 | $15.32 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-09-10 | 2,000 | $0.00 | 2,000 | $14.44 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-09-10 | 1,875 | $0.00 | 1,875 | $18.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-05-11 | 2016-05-11 | No | 4 | M | Direct |
| 25,000 | 2017-06-10 | No | 4 | M | Direct | |
| 13,125 | 2018-06-10 | No | 4 | M | Direct |
Footnotes
- 25% vested on the first anniversary from June 10, 2010. The remainder vested, and continues to vest, in equal monthly installments over the next 36 months.
- 25% vested on the first anniversary from June 10, 2011. The remainder vested, and continues to vest, in equal monthly installments over the next 36 months.
Billionaire Hedge Funds
