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Filing Details

Accession Number:: 0001144204-13-050526
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-09-12 17:10:10
Reporting Period:: 2013-09-10

Filing Date:: 2013-09-12
Accepted Time:: 2013-09-12 17:10:10
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1551901	Stellus Capital Investment Corp	SCM	()	000000000

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1009268	D. E. Shaw & Co, L.p.	1166 Avenue Of The Americas Ninth Floor New York NY 10036	No	No	Yes	Yes
1023870	E David Shaw	120 West Forty Fifth Street New York NY 10036	No	No	Yes	Yes
1561691	D. E. Shaw Direct Capital, L.l.c.	1166 Avenue Of The Americas Ninth Floor New York NY 10036	No	No	Yes	Yes
1561692	Dc Funding Spv 2, L.l.c.	1166 Avenue Of The Americas Ninth Floor New York NY 10036	No	No	Yes	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share	Disposition	2013-09-10	13,036	$15.03	1,895,335	No	4	S	Direct
Common Stock, Par Value $0.001 Per Share	Disposition	2013-09-11	17,977	$15.02	1,877,358	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Footnotes

The securities reported in this Form 4 are directly held by DC Funding SPV 2, L.L.C. ("SPV 2"). D. E. Shaw Direct Capital, L.L.C. ("DESDC"), as manager of SPV 2; D. E. Shaw & Co., L.P. ("DESCO LP"), as managing member of DESDC; and Mr. David E. Shaw ("David E. Shaw") (as president and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of DESCO LP) may be deemed to be the beneficial owners of the securities reported in this Form 4 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934.
In accordance with instruction 4(b)(iv), the entire number of shares of Common Stock of the Issuer that may be deemed to be beneficially owned by SPV 2, DESDC, DESCO LP, and David E Shaw is reported herein. Each of DESDC, DESCO LP, and David E Shaw disclaims any beneficial ownership of any security listed in this Form 4, except to the extent of any pecuniary interest therein.
This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $15.00 to $15.14. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $15.00 to $15.05. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.