Home > Insider Trading > Filing (0000720672-13-000104)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
720672	Stifel Financial Corp	SF	Security Brokers, Dealers & Flotation Companies (6211)	431273600

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1206666	P Thomas Mulroy	200 Garrison Forest Road Owings Mills MD 21117-4110	Director	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-09-10	12,000	$42.85	242,769	No	4	S	Direct
Common Stock	Disposition	2013-09-11	5,000	$43.10	237,769	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Phantom Stock Units	$0.00			171,015	171,015	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	171,015	171,015	Direct

Footnotes

This transaction was executed in multiple trades at prices ranging from $42.81 to $42.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Units vest in equal yearly increments over a ten year period. This vesting may be accelerated based on the Company's performance.
No expiration date for these Units.