Home > Insider Trading > Filing (0001140361-13-035778)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1412109	Simplicity Bancorp Inc.	SMPL	Savings Institution, Federally Chartered (6035)	261500698

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1377131	Dustin Luton	1359 N. Grand Ave. Covina CA 91724	Chief Executive Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-09-11	1,291	$15.09	6,318	No	4	P	Indirect	By 401(k)

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By 401(k)

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	33,214	Direct
Common Stock	1,438	Indirect	By IRA
Common Stock	11,607	Indirect	By ESOP

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options	$12.30	2012-06-28	2021-06-28	8,000	8,000	Direct
Common Stock	Stock Options	$10.84	2010-01-30	2019-01-30	14,388	14,388	Direct
Common Stock	Stock Options	$24.19	2007-11-15	2016-11-15	28,776	28,776	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-06-28	8,000	8,000	Direct
2019-01-30	14,388	14,388	Direct
2016-11-15	28,776	28,776	Direct

Footnotes

Includes shares of restricted stock that vest at a rate of 20% per year over a period ending on August 28, 2018.
Includes shares of restricted stock that vest at a rate of 20% per year over a period ending on June 28, 2016.
Includes shares of restricted stock that vest at a rate of 20% per year over a period ending on July 25, 2017.
Stock options vest at a rate of 20% per year over a period ending on June 28, 2016.
Stock options vest at a rate of 20% per year over a period ending on January 30, 2014.
Stock options are fully vested.