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Home > Insider Trading > Filing (0001140361-13-035767)

Filing Details

Accession Number:: 0001140361-13-035767
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-09-12 15:52:17
Reporting Period:: 2013-09-10

Filing Date:: 2013-09-12
Accepted Time:: 2013-09-12 15:52:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1412109	Simplicity Bancorp Inc.	SMPL	Savings Institution, Federally Chartered (6035)	261500698

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1467266	Jean Carandang	1359 N. Grand Ave. Covina CA 91724	Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-09-10	4,320	$15.00	8,896	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,196	Indirect	By 401(k)
Common Stock	6,289	Indirect	By ESOP

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options	$10.84	2010-01-30	2019-01-30	5,396	5,396	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-01-30	5,396	5,396	Direct

Footnotes

Includes shares of restricted stock that vest at a rate of 20% per year over periods ending on June 23, 2014, June 28, 2016, July 25, 2017 and August 8, 2018.
Stock options vest at a rate of 20% per year over a period ending on January 30, 2014.