Filing Details

Accession Number:
0001181431-13-048760
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-12 15:33:59
Reporting Period:
2013-09-10
Filing Date:
2013-09-12
Accepted Time:
2013-09-12 15:33:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1280263 Ambarella Inc AMBA Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1558646 George Laplante 3101 Jay Street
Santa Clara CA 95054
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2013-09-10 23,500 $8.82 78,440 No 4 M Direct
Ordinary Shares Disposition 2013-09-10 23,500 $17.80 54,940 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Stock Option(right to buy) Disposition 2013-09-10 23,500 $0.00 23,500 $8.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
265,032 2021-03-08 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted on June 19, 2013.
  2. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $17.7645 to $18.0037 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
  3. An option to purchase 299, 643 shares was granted on March 8, 2011 and was exercised in part prior to the date on which the Reporting Person became subject to Section 16. One-fourth of the shares subject to the option vested on March 7, 2012 and one forty-eighth of the shares vest monthly thereafter. This option may be exercised prior to vesting subject to the Company's right to repurchase any shares that fail to vest as of termination of service.