Filing Details
- Accession Number:
- 0001140361-13-035765
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-12 15:33:23
- Reporting Period:
- 2013-03-15
- Filing Date:
- 2013-09-12
- Accepted Time:
- 2013-09-12 15:33:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 277638 | Davey Tree Expert Co | NONE | Agricultural Services (700) | 340176110 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1320930 | M George Gaumer | 1500 North Mantua Street Kent OH 44240 | Former Vp/Gm Comm'l | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-15 | 2,000 | $16.40 | 118,152 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-15 | 1,414 | $23.20 | 116,738 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2013-03-15 | 274 | $23.20 | 116,464 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-03-15 | 2,000 | $16.60 | 118,464 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-15 | 1,431 | $23.20 | 117,033 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2013-03-15 | 266 | $23.20 | 116,767 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-03-15 | 2,000 | $18.40 | 118,767 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-15 | 1,586 | $23.20 | 117,181 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2013-03-15 | 194 | $23.20 | 116,987 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-03-15 | 2,000 | $19.70 | 118,987 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-15 | 1,699 | $23.20 | 117,288 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2013-03-15 | 141 | $23.20 | 117,147 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-06-30 | 3 | $19.72 | 117,150 | No | 5 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 5 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights (2009) | Disposition | 2013-03-15 | 2,000 | $0.00 | 2,000 | $16.40 |
| Common Stock | Stock Appreciation Rights (2010) | Disposition | 2013-03-15 | 2,000 | $0.00 | 2,000 | $16.60 |
| Common Stock | Stock Appreciation Rights (2011) | Disposition | 2013-03-15 | 2,000 | $0.00 | 2,000 | $18.40 |
| Common Stock | Stock Appreciation Rights (2012) | Disposition | 2013-03-15 | 2,000 | $0.00 | 2,000 | $19.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-03-10 | 2008-12-31 | No | 4 | M | Direct |
| 0 | 2011-03-09 | 2019-12-31 | No | 4 | M | Direct |
| 0 | 2012-03-09 | 2020-12-31 | No | 4 | M | Direct |
| 0 | 2013-03-07 | 2021-12-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 58,784 | Indirect | By 401(k) Plan |
Footnotes
- Settled upon retirement.
- Represents common shares purchased pursuant to the Company's Employee Stock Purchase Plan.
- This total reflects routine accumulation of 58,783.9101 common shares acquired through the Company's 401(K) benefit plan as of September 10, 2013, based on internal records.
Billionaire Hedge Funds
