Home > Insider Trading > Filing (0000100493-13-000062)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
100493	Tyson Foods Inc	TSN	Poultry Slaughtering And Processing (2015)	710225165

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1340955	V James Lochner	2200 Don Tyson Parkway Springdale AR 72762	Chief Operating Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2013-08-15	1,057	$0.00	39,289	No	4	J	Indirect	Employee Stock Purchase Plan
Class A Common Stock	Disposition	2013-08-21	38,148	$0.00	1,141	No	4	J	Indirect	Employee Stock Purchase Plan
Class A Common Stock	Acquisiton	2013-08-21	38,148	$0.00	176,393	No	4	J	Direct
Class A Common Stock	Acquisiton	2013-08-29	155	$0.00	1,296	No	4	J	Indirect	Employee Stock Purchase Plan
Class A Common Stock	Acquisiton	2013-09-10	16,000	$15.96	192,393	No	4	M	Direct
Class A Common Stock	Disposition	2013-09-10	16,000	$30.00	176,393	No	4	S	Direct
Class A Common Stock	Acquisiton	2013-09-11	24,000	$15.96	200,393	No	4	M	Direct
Class A Common Stock	Acquisiton	2013-09-11	50,000	$16.35	250,393	No	4	M	Direct
Class A Common Stock	Acquisiton	2013-09-11	50,000	$15.37	300,393	No	4	M	Direct
Class A Common Stock	Acquisiton	2013-09-11	50,000	$15.06	350,393	No	4	M	Direct
Class A Common Stock	Acquisiton	2013-09-11	40,000	$4.90	390,393	No	4	M	Direct
Class A Common Stock	Acquisiton	2013-09-11	50,000	$12.02	440,393	No	4	M	Direct
Class A Common Stock	Acquisiton	2013-09-11	275,000	$15.96	715,393	No	4	M	Direct
Class A Common Stock	Acquisiton	2013-09-11	216,667	$16.19	932,060	No	4	M	Direct
Class A Common Stock	Disposition	2013-09-11	108,334	$19.63	1,040,394	No	4	M	Direct
Class A Common Stock	Disposition	2013-09-11	864,001	$30.02	176,393	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	Employee Stock Purchase Plan
No	4	J	Indirect	Employee Stock Purchase Plan
No	4	J	Direct
No	4	J	Indirect	Employee Stock Purchase Plan
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Non-Qualified Stock Options (Right to Buy)	Disposition	2013-09-10	16,000	$15.96	16,000	$15.96
Class A Common Stock	Non-Qualified Stock Options (Right to Buy)	Disposition	2013-09-11	24,000	$15.96	24,000	$15.96
Class A Common Stock	Non-Qualified Stock Options (Right to Buy)	Disposition	2013-09-11	50,000	$16.35	50,000	$16.35
Class A Common Stock	Non-Qualified Stock Options (Right to Buy)	Disposition	2013-09-11	50,000	$15.37	50,000	$15.37
Class A Common Stock	Non-Qualified Stock Options (Right to Buy)	Disposition	2013-09-11	50,000	$15.06	50,000	$15.06
Class A Common Stock	Non-Qualified Stock Options (Right to Buy)	Disposition	2013-09-11	40,000	$4.90	40,000	$4.90
Class A Common Stock	Non-Qualified Stock Options (Right to Buy)	Disposition	2013-09-11	50,000	$12.02	50,000	$12.02
Class A Common Stock	Non-Qualified Stock Options (Right to Buy)	Disposition	2013-09-11	275,000	$15.96	275,000	$15.96
Class A Common Stock	Non-Qualified Stock Options (Right to Buy)	Disposition	2013-09-11	216,667	$16.19	216,667	$16.19
Class A Common Stock	Non-Qualified Stock Options (Right to Buy)	Disposition	2013-09-11	108,334	$19.63	108,334	$19.63

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
24,000	2006-09-29	2014-09-29	No	4	M	Direct
0	2006-09-29	2014-09-29	No	4	M	Direct
0	2007-11-16	2015-11-16	No	4	M	Direct
0	2008-11-17	2016-11-17	No	4	M	Direct
0	2009-11-16	2017-11-16	No	4	M	Direct
10,000	2010-11-14	2018-11-14	No	4	M	Direct
0	2010-11-30	2019-11-30	No	4	M	Direct
0	2011-02-11	2020-02-11	No	4	M	Direct
108,333	2011-11-29	2020-11-29	No	4	M	Direct
216,666	2012-11-28	2021-11-28	No	4	M	Direct

Footnotes

Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 reporting requirements pursuant to Rule 16b-3.
The Reporting Person transferred shares from his Employee Stock Purchase Plan account into his personal stock account thereby changing the ownership of the Class A Common Stock from indirect to direct.
This is a weighted average price. These shares were sold in multiple transactions on September 10 and September 11, 2013 at prices ranging from $30.00 to $30.13, inclusive, pursuant to a 10b5-1 plan previously enacted by the Reporting Person. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.