Filing Details
- Accession Number:
- 0001140361-13-035712
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-11 21:49:35
- Reporting Period:
- 2013-09-09
- Filing Date:
- 2013-09-11
- Accepted Time:
- 2013-09-11 21:49:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1070698 | Raptor Pharmaceutical Corp | RPTP | Pharmaceutical Preparations (2834) | 860883978 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1420859 | E Thomas Daley | C/O Raptor Pharmaceutical Corp. 5 Hamilton Landing, Suite 160 Novato CA 94949 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-09-09 | 5,000 | $14.24 | 79,906 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-09-09 | 5,000 | $14.24 | 74,906 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-09-09 | 5,000 | $14.24 | 69,906 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-09-09 | 10,000 | $2.23 | 79,906 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-09 | 10,000 | $14.33 | 69,906 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock options (right to buy) | Disposition | 2013-09-09 | 10,000 | $0.00 | 10,000 | $2.23 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
24,969 | 2008-03-10 | 2017-09-10 | No | 4 | M | Direct |
Footnotes
- Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 13, 2013.
- Options were issued pursuant to the Issuers 2006 Equity Incentive Plan. Options vest 6/48ths on March 10, 2008 and 1/48th per month thereafter.
- This transaction was executed in multiple trades at prices ranging from $14.07 to $14.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $14.10 to $14.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $14.10 to $14.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $14.22 to $14.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The shares listed as owned in column 9 represents the total shares that remain outstanding for this option grant dated 9/10/2007.
- Fully vested and exercisable.