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Filing Details

Accession Number:: 0001140361-13-035694
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-09-11 19:37:21
Reporting Period:: 2013-09-11

Filing Date:: 2013-09-11
Accepted Time:: 2013-09-11 19:37:21
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
917523	Revolution Lighting Technologies Inc.	RVLT	Drawing & Insulating Of Nonferrous Wire (3357)	593046866

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1347872	James Depalma	C/O Aston Capital, Llc 177 Broad Street Stamford CT 06901		Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share	Acquisiton	2013-09-11	75,000	$2.57	225,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share	46,653,692	Indirect	By limited liability company

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Amount	Remaning Holdings	Nature of Ownership
Common Stock, Par Value $0.001 Per Share	Series B Convertible Preferred Stock, par value $0.001	$0.13	153	2	Indirect
Common Stock, Par Value $0.001 Per Share	Series C Convertible Preferred Stock, par value $0.001	$0.69	14,515,894	10,000	Indirect
Common Stock, Par Value $0.001 Per Share	Series E Convertible Redeemable Preferred Stock, par $0.001	$1.17	4,273,504	5,000	Indirect
Common Stock, Par Value $0.001 Per Share	Series F Convertible Redeemable Preferred Stock, par $0.001	$4.59	1,089,776	5,000	Indirect

Amount	Remaning Holdings	Nature of Ownership
153	2	Indirect
14,515,894	10,000	Indirect
4,273,504	5,000	Indirect
1,089,776	5,000	Indirect

Footnotes

As of September 11, 2013, RVL 1 LLC ("RVL") held directly (i) 46,153,692 shares of shares of common stock (the "Common Stock"), (ii) 2 shares of Series B Convertible Preferred Stock (the "Series B Stock"), (iii) 10,000 shares of Series C Convertible Preferred Stock (the "Series C Stock"), (iv) 5,000 shares of Series E Convertible Redeemable Preferred Stock (the "Series E Stock") and (v) 5,000 shares of Series F Convertible Redeemable Preferred Stock (the "Series F Stock"). As of August 22, 2013, Aston Capital, LLC ("Aston") held directly 500,000 shares of restricted stock. Aston is the managing member of RVL. James A. DePalma is an officer of RVL and a member and officer of Aston and possesses the power to vote and to direct the disposition of the securities of the Company beneficially owned by RVL and Aston. Mr. DePalma's interest in the securities reported herein is limited to the extent of his pecuniary interest.
As of September 11, 2013, the 2 shares of Series B Stock are convertible into 153 shares of Common Stock at any time at the option of the holder, RVL, at a conversion of $0.13 per share, subject to certain anti-dilution adjustments and have no expiration date.
As of September 11, 2013, the 10,000 shares of Series C Stock are convertible into 14,515,894 shares of Common Stock at any time at the option of the holder, RVL, at a conversion price of $0.6889 per share, subject to certain anti-dilution adjustments and have no expiration date.
As of September 11, 2013, the 5,000 shares of Series E Stock are convertible into 4,273,504 shares of Common Stock at any time at the option of the holder, RVL, at a conversion price of $1.17 per share and have no expiration date.
As of September 11, 2013, the 5,000 shares of Series F Stock are convertible into 1,089,776 shares of Common Stock at any time at the option of the holder, RVL, at a conversion price of $4.5881 per share and have no expiration date.