Filing Details
- Accession Number:
- 0001354488-13-005161
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-11 18:19:41
- Reporting Period:
- 2013-09-10
- Filing Date:
- 2013-09-11
- Accepted Time:
- 2013-09-11 18:19:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1141197 | Pedevco Corp | PED | Oil & Gas Field Exploration Services (1382) | 223755993 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1415554 | C Frank Ingriselli | 4125 Blackhawk Plaza Circle Suite 201 Danville CA 94506 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-09-10 | 2,816 | $4.50 | 1,527,653 | No | 5 | S | Direct | |
| Common Stock | Disposition | 2013-09-11 | 4,852 | $4.50 | 1,522,801 | No | 5 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | S | Direct | |
| No | 5 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,890 | Indirect | By Global Venture Investments LLC |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Warrant (Right to Buy) | $2.25 | 2012-01-03 | 2014-10-31 | 334 | 334 | Indirect |
| Common Stock | Common Stock Warrant (Right to Buy) | $5.25 | 2013-03-22 | 2017-03-22 | 19,048 | 19,048 | Indirect |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | $0.51 | 2012-12-18 | 2022-06-18 | 348,267 | 348,267 | Direct |
| Common Stock | Incentive Stock Option (Right to Buy) | $0.51 | 2012-12-18 | 2022-06-18 | 42,533 | 42,533 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-10-31 | 334 | 334 | Indirect |
| 2017-03-22 | 19,048 | 19,048 | Indirect |
| 2022-06-18 | 348,267 | 348,267 | Direct |
| 2022-06-18 | 42,533 | 42,533 | Direct |
Footnotes
- 2,816 shares were sold at $4.50 per share pursuant to Reporting Person's Rule 10b5-1 Sales Plan established December 17, 2012 and administered by Oppenheimer and Co. Inc.
- 4,852 shares were sold at $4.50 per share pursuant to Reporting Person's Rule 10b5-1 Sales Plan established December 17, 2012 and administered by Oppenheimer and Co. Inc.
- Includes 166,667 shares and 450,000 shares issued pursuant to restricted stock grants, 40,123 shares issued pursuant to an option exercise, 793,334 transferred from Global Venture Investments, LLC and 72,677 shares remaining from Founders stock grant.
- Global Venture Investments, LLC is an entity 100% owned and controlled by Reporting Person.
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