Filing Details
- Accession Number:
- 0001354488-13-005159
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-11 18:18:42
- Reporting Period:
- 2013-09-10
- Filing Date:
- 2013-09-11
- Accepted Time:
- 2013-09-11 18:18:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1141197 | Pedevco Corp | PED | Oil & Gas Field Exploration Services (1382) | 223755993 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1293970 | L Michael Peterson | 4125 Blackhawk Plaza Circle Suite 201 Danville CA 94506 | Exec Vp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-09-10 | 2,112 | $4.50 | 691,904 | No | 5 | S | Direct | |
Common Stock | Disposition | 2013-09-11 | 1,122 | $4.50 | 690,782 | No | 5 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | S | Direct | |
No | 5 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 12,806 | Indirect | By The Peterson Family Trust |
Common Stock | 26,668 | Indirect | By minor children |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option (Right to Buy) | $0.51 | 2012-12-18 | 2022-06-18 | 63,800 | 63,800 | Direct |
Common Stock | Non-Qualified Stock Option (Right to Buy) | $0.24 | 2012-03-01 | 2021-10-07 | 100,000 | 100,000 | Direct |
Common Stock | Non-Qualified Stock Option (Right to Buy) | $0.51 | 2012-12-18 | 2022-06-18 | 269,534 | 269,534 | Direct |
Common Stock | Non-Qualified Stock Option (Right to Buy) | $67.20 | 2008-09-20 | 2018-05-28 | 447 | 447 | Direct |
Common Stock | Non-Qualified Stock Option (Right to Buy) | $30.24 | 2011-02-02 | 2021-02-02 | 2,977 | 2,977 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-06-18 | 63,800 | 63,800 | Direct |
2021-10-07 | 100,000 | 100,000 | Direct |
2022-06-18 | 269,534 | 269,534 | Direct |
2018-05-28 | 447 | 447 | Direct |
2021-02-02 | 2,977 | 2,977 | Direct |
Footnotes
- 2,112 shares were sold at $4.50 per share pursuant to Reporting Person's Rule 10b5-1 Sales Plan established December 17, 2012 and administered by Oppenheimer and Co. Inc.
- 1,122 shares were sold at $4.50 per share pursuant to Reporting Person's Rule 10b5-1 Sales Plan established December 17, 2012 and administered by Oppenheimer and Co. Inc.
- Represents 13,334 shares of the Issuer's common stock owned by each of the Reporting Person's two minor children.
- Includes 250,000 shares and 325,000 shares issued pursuant to restricted stock agreements, 108,333 balance of vested stock and 7449 shares issued pursuant to a debt conversion.