Filing Details
- Accession Number:
- 0001127602-13-026997
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-11 17:24:00
- Reporting Period:
- 2013-09-09
- Filing Date:
- 2013-09-11
- Accepted Time:
- 2013-09-11 17:24:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1466258 | Ingersoll-Rand Plc | IR | Auto Controls For Regulating Residential & Comml Environments (3822) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1279505 | W Michael Lamach | C/O Ingersoll-Rand Company 800-E Beaty Street Davidson NC 28036 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2013-09-09 | 100,000 | $38.69 | 264,368 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2013-09-09 | 50,000 | $16.85 | 314,368 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2013-09-09 | 66,125 | $16.85 | 380,493 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2013-09-09 | 216,125 | $62.50 | 164,368 | No | 4 | S | Direct | |
Ordinary Shares (Trust 1) | Acquisiton | 2013-09-06 | 2,650 | $0.00 | 2,650 | No | 5 | G | Indirect | By trust |
Ordinary Shares (Grat) | Disposition | 2013-09-06 | 2,650 | $0.00 | 5,300 | No | 5 | G | Indirect | By grantor retained annuity trust |
Ordinary Shares (Trust 2) | Acquisiton | 2013-09-06 | 2,650 | $0.00 | 2,650 | No | 5 | G | Indirect | By trust |
Ordinary Shares (Grat) | Disposition | 2013-09-06 | 2,650 | $0.00 | 2,650 | No | 5 | G | Indirect | By grantor retained annuity trust |
Ordinary Shares (Trust 3) | Acquisiton | 2013-09-06 | 2,650 | $0.00 | 2,650 | No | 5 | G | Indirect | By trust |
Ordinary Shares (Grat) | Disposition | 2013-09-06 | 2,650 | $0.00 | 0 | No | 5 | G | Indirect | By grantor retained annuity trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 5 | G | Indirect | By trust |
No | 5 | G | Indirect | By grantor retained annuity trust |
No | 5 | G | Indirect | By trust |
No | 5 | G | Indirect | By grantor retained annuity trust |
No | 5 | G | Indirect | By trust |
No | 5 | G | Indirect | By grantor retained annuity trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2013-09-09 | 100,000 | $0.00 | 100,000 | $38.69 |
Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2013-09-09 | 50,000 | $0.00 | 50,000 | $16.85 |
Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2013-09-09 | 66,125 | $0.00 | 66,125 | $16.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-02-01 | No | 4 | M | Direct | |
0 | 2019-02-11 | No | 4 | M | Direct | |
0 | 2019-02-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares | 2,013 | Indirect | By Plan Trustee |
Ordinary Shares (Grat) | 20,000 | Indirect | By grantor retained annuity trust |
Footnotes
- Transaction executed pursuant to a Rule 10b5-1 Plan adopted by the reporting person on July 22, 2013.
- On September 6, 2013, the grantor annuity trust established on September 2, 2011 distributed 5,700 shares to the reporting person. The reporting person is trustee of the trust.
- Represents shares distributed from the reporting person's grantor annuity trust established on September 2, 2011 as a gift to an irrevocable trust for the benefit of the reporting person's child.
- Latest available information provided by the trustee of the Ingersoll-Rand Employee Savings Plan.
- On September 6, 2013, the reporting person contributed 20,000 ordinary shares to a grantor retained annuity trust for the benefit of himself and his children. The reporting person is the trustee.
- The options vest in three equal annual installments on the first, second and third anniversaries of the date of grant.