Filing Details
- Accession Number:
- 0001584388-13-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-11 17:01:35
- Reporting Period:
- 2013-09-09
- Filing Date:
- 2013-09-11
- Accepted Time:
- 2013-09-11 17:01:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1303936 | Cardero Resource Corp. | CDY | Gold And Silver Ores (1040) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1584388 | C. Robert Kopple | 10866 Wilshire Blvd., Suite 1500 Los Angeles CA 90024 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-09 | 25,527 | $0.15 | 36,498,526 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2013-09-10 | 428,150 | $0.15 | 36,926,676 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Footnotes
- Of the aggregate amount beneficially owned, 3,600,000 are represented by vested options to purchase common stock, 28,359,066 are represented by warrants to purchase common stock and the remainder is represented by common shares. The warrants are exercisable only to the extent that shares beneficially owned by Robert C. Kopple directly and through affiliates do not exceed 19.99% of the issued and outstanding common stock of the Issuer.
- Robert C. Kopple as Trustee of E.L. II Properties Trust Dated 7/1/1983
- This transaction was executed in multiple trades at prices ranging from $0.145 to $0.1483. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.