Filing Details

Accession Number:
0001225208-13-019858
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-11 16:44:18
Reporting Period:
2013-09-09
Filing Date:
2013-09-11
Accepted Time:
2013-09-11 16:44:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
26172 Cummins Inc CMI Engines & Turbines (3510) 350257090
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1436125 Pat Ward 500 Jackson Street
Columbus IN 47201
Vp - Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2013-09-09 4,000 $19.42 4,000 No 4 M Direct
Common Disposition 2013-09-09 4,000 $129.95 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right-to-Buy) Disposition 2013-09-09 4,000 $0.00 4,000 $19.42
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,410 2011-03-02 2019-03-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common 991 Indirect By 401(k) Plan
Common 31,719 Indirect By Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (Right-to-Buy) $58.12 2012-03-01 2020-03-01 10,900 10,900 Direct
Common Stock Option (Right-to-Buy) $120.28 2014-04-02 2022-04-02 11,030 11,030 Direct
Common Stock Option (Right-to-Buy) $111.84 2015-04-02 2023-04-02 15,020 15,020 Direct
Common Stock Option (Right-to-Buy) $119.77 2013-05-02 2021-05-02 8,150 8,150 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-03-01 10,900 10,900 Direct
2022-04-02 11,030 11,030 Direct
2023-04-02 15,020 15,020 Direct
2021-05-02 8,150 8,150 Direct
Footnotes
  1. Transactions pursuant to Rule 10b5-1 Trading Plan entered into on May 19, 2013.
  2. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
  3. As trustee for the Diane E. Ward Revocable Trust. In prior reports, 11,979 of these shares were shown as held directly by the reporting person although they were in fact held indirectly by the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.