Filing Details
- Accession Number:
- 0001206774-13-003317
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-11 16:35:49
- Reporting Period:
- 2013-09-09
- Filing Date:
- 2013-09-11
- Accepted Time:
- 2013-09-11 16:35:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 75829 | Pall Corp | PLL | General Industrial Machinery & Equipment, Nec (3569) | 111541330 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1513316 | Wolfgang Platz | C/O Pall Corporation 25 Harbor Park Drive Port Washington NY 11050 | President, Pall Europe | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-09 | 1,215 | $48.72 | 9,997 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-09 | 503 | $72.08 | 9,494 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-09 | 319 | $72.09 | 9,175 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-09 | 97 | $72.11 | 9,078 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-09 | 296 | $72.12 | 8,782 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-09-09 | 535 | $48.72 | 9,317 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-09-09 | 1,217 | $39.02 | 10,534 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-09 | 617 | $72.07 | 9,917 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-09 | 600 | $72.09 | 9,317 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-09-09 | 933 | $39.02 | 10,250 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (Rights to Buy) | Disposition | 2013-09-09 | 1,217 | $0.00 | 1,217 | $39.02 |
| Common Stock | Employee Stock Options (Rights to Buy) | Disposition | 2013-09-09 | 933 | $0.00 | 933 | $39.02 |
| Common Stock | Employee Stock Options (Rights to Buy) | Disposition | 2013-09-09 | 1,215 | $0.00 | 1,215 | $48.72 |
| Common Stock | Employee Stock Options (Rights to Buy) | Disposition | 2013-09-09 | 535 | $0.00 | 535 | $48.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,933 | 2015-07-15 | No | 4 | M | Direct | |
| 2,000 | 2015-07-15 | No | 4 | M | Direct | |
| 535 | 2014-07-17 | No | 4 | M | Direct | |
| 0 | 2014-07-17 | No | 4 | M | Direct |
Footnotes
- The stock option grant has a graded vesting schedule. The Date Exercisable varied for each vesting tranche.
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