Filing Details
- Accession Number:
- 0001140361-13-035631
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-11 16:26:26
- Reporting Period:
- 2013-09-06
- Filing Date:
- 2013-09-11
- Accepted Time:
- 2013-09-11 16:26:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 944480 | Gse Systems Inc | GVP | Services-Prepackaged Software (7372) | 521868008 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1018200 | I Jerome Feldman | Gse Systems, Inc. 1332 Londontown Blvd. Sykesville MD 21784 | Chariman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-09-06 | 402 | $1.51 | 228,456 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-06 | 325 | $1.52 | 228,131 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-06 | 173 | $1.53 | 227,958 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-06 | 1,500 | $1.54 | 226,458 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-06 | 200 | $1.55 | 226,258 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-06 | 500 | $1.55 | 225,758 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-06 | 100 | $1.56 | 225,658 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-06 | 100 | $1.57 | 225,558 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-06 | 5,700 | $1.57 | 219,858 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-06 | 1,000 | $1.57 | 218,858 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,341 | Indirect | GP 401(k) Retirement Plan |
| Common Stock | 354 | Indirect | Held by members of Mr. Feldman's Family |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | $1.85 | 2018-11-11 | 150,000 | 150,000 | Direct | |
| Common Stock | Employee Stock Option | $3.40 | 2017-10-28 | 40,000 | 40,000 | Direct | |
| Common Stock | Employee Stock Option | $5.95 | 2018-10-23 | 100,000 | 100,000 | Direct | |
| Common Stock | Employee Stock Option | $3.40 | 2017-10-28 | 10,000 | 10,000 | Indirect | |
| Common Stock | Employee Stock Option | $5.95 | 2018-10-23 | 25,000 | 25,000 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-11-11 | 150,000 | 150,000 | Direct |
| 2017-10-28 | 40,000 | 40,000 | Direct |
| 2018-10-23 | 100,000 | 100,000 | Direct |
| 2017-10-28 | 10,000 | 10,000 | Indirect |
| 2018-10-23 | 25,000 | 25,000 | Indirect |
Footnotes
- Exercisable as follows: 30,000 11/11/2012; 30,000 11/11/2013; 30,000 11/11/2014; 30,000 11/11/2015, 30,000 11/11/2016
- Exercisable as follows: 16,000 10/28/2011; 12,000 10/28/2012; 12,000 10/28/2013
- Exercisable as follows: 14,285 10/23/2009; 14,286 10/23/2010; 14,286 10/23/2011; 14,285 10/23/2012; 14,286 10/23/2013; 14,286 10/23/2014; 14,286 10/23/2015
- Exercisable as follows: 4,000 10/28/2011; 3,000 10/28/2012; 3,000 10/28/2013
- Exercisable as follows: 3,571 10/23/2009; 3,571 10/23/2010; 3,572 10/23/2011; 3,571 10/23/2012; 3,572 10/23/2013; 3,571 10/23/2014; 3,572 10/23/2015
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