Filing Details
- Accession Number:
- 0001249701-13-000123
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-11 16:09:57
- Reporting Period:
- 2013-09-10
- Filing Date:
- 2013-09-11
- Accepted Time:
- 2013-09-11 16:09:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 703360 | Lsi Corp | NASDAQ:LSI | Semiconductors & Related Devices (3674) | 942712976 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1329724 | Jeffrey David Richardson | C/O Lsi Corporation 1320 Ridder Park Drive San Jose CA 95131 | Evp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-10 | 30,000 | $5.04 | 341,291 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-09-10 | 30,000 | $2.90 | 371,291 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-10 | 76,517 | $7.96 | 294,774 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-09-10 | 30,000 | $0.00 | 30,000 | $5.04 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-09-10 | 30,000 | $0.00 | 30,000 | $2.90 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 440,000 | 2015-03-01 | No | 4 | M | Direct | |
| 640,000 | 2016-03-01 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this form were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 26, 2012.
- This option vests in four equal annual installments beginning on March 1, 2009.
- This option vests in four equal annual installments beginning on March 1, 2010.
Billionaire Hedge Funds
