Filing Details
- Accession Number:
- 0001209191-13-043847
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-11 16:05:57
- Reporting Period:
- 2013-09-09
- Filing Date:
- 2013-09-11
- Accepted Time:
- 2013-09-11 16:05:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
872589 | Regeneron Pharmaceuticals Inc | REGN | Pharmaceutical Preparations (2834) | 133444607 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1218629 | S Leonard Schleifer | 777 Old Saw Mill River Road Tarrytown NY 10591 | Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-09 | 5,000 | $0.00 | 5,000 | No | 4 | C | Indirect | By Trust for Son |
Common Stock | Disposition | 2013-09-09 | 3,600 | $275.04 | 1,400 | No | 4 | S | Indirect | By Trust for Son |
Common Stock | Disposition | 2013-09-09 | 1,200 | $276.47 | 200 | No | 4 | S | Indirect | By Trust for Son |
Common Stock | Disposition | 2013-09-09 | 200 | $277.12 | 0 | No | 4 | S | Indirect | By Trust for Son |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Trust for Son |
No | 4 | S | Indirect | By Trust for Son |
No | 4 | S | Indirect | By Trust for Son |
No | 4 | S | Indirect | By Trust for Son |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Class A Stock | Disposition | 2013-09-09 | 5,000 | $0.00 | 5,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
17,275 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,618 | Indirect | By 401(k) Plan |
Common Stock | 42,087 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Class A Stock | $0.00 | 1,710,790 | 1,710,790 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,710,790 | 1,710,790 | Direct |
Footnotes
- Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).
- Class A Stock of Regeneron Pharmaceuticals, Inc. ("Regeneron") converts to Common Stock of Regeneron on a one-to-one basis upon certain events or upon election of the shareholder.
- These shares of Class A Stock are presently convertible and such conversion feature does not expire.
- Represents volume-weighted average price of sales of 3,600 shares fo Company stock on September 9, 2013 at prices ranging from $275.00 to $275.63. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 9, 2013 at each separate price.
- Represents volume-weighted average price of sales of 1,200 shares fo Company stock on September 9, 2013 at prices ranging from $276.14 to $276.80. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 9, 2013 at each separate price.
- Represents volume-weighted average price of sales of 200 shares fo Company stock on September 9, 2013 at prices ranging from $277.00 to $277.24. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 9, 2013 at each separate price.