Filing Details
- Accession Number:
- 0001179110-13-014071
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-11 15:04:54
- Reporting Period:
- 2013-09-09
- Filing Date:
- 2013-09-11
- Accepted Time:
- 2013-09-11 15:04:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1403431 | Heritage-Crystal Clean Inc. | HCCI | Sanitary Services (4950) | 260351454 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1428787 | Gregory Ray | C/O Heritage-Crystal Clean, Inc. 2175 Point Boulevard, Suite 275 Elgin IL 60123 | Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-09-09 | 799 | $16.30 | 155,785 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2013-09-10 | 5,000 | $16.73 | 150,785 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Footnotes
- The sales reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 8, 2011 as amended on February 26, 2013.
- Gregory Ray is the beneficial owner of the shares of Common Stock held by Gregory Paul Ray Trust.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.60 to $16.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.