Filing Details

Accession Number:
0001179110-13-014071
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-11 15:04:54
Reporting Period:
2013-09-09
Filing Date:
2013-09-11
Accepted Time:
2013-09-11 15:04:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1403431 Heritage-Crystal Clean Inc. HCCI Sanitary Services (4950) 260351454
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1428787 Gregory Ray C/O Heritage-Crystal Clean, Inc.
2175 Point Boulevard, Suite 275
Elgin IL 60123
Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-09-09 799 $16.30 155,785 No 4 S Indirect See Footnote
Common Stock Disposition 2013-09-10 5,000 $16.73 150,785 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Footnotes
  1. The sales reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 8, 2011 as amended on February 26, 2013.
  2. Gregory Ray is the beneficial owner of the shares of Common Stock held by Gregory Paul Ray Trust.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.60 to $16.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.