Filing Details

Accession Number:
0001234452-13-000369
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-11 14:22:08
Reporting Period:
2013-09-09
Filing Date:
2013-09-11
Accepted Time:
2013-09-11 14:22:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
804328 Qualcomm Inc QCOM Radio & Tv Broadcasting & Communications Equipment (3663) 953685934
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1282710 L Daniel Sullivan 5775 Morehouse Dr.
San Diego CA 92121-1714
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-09 57,000 $35.66 65,849 No 4 M Indirect by Trust
Common Stock Disposition 2013-09-09 57,000 $68.80 8,849 No 4 S Indirect by Trust
Common Stock Acquisiton 2013-09-10 56,917 $37.29 65,766 No 4 M Indirect by Trust
Common Stock Disposition 2013-09-10 56,917 $70.16 8,849 No 4 S Indirect by Trust
Common Stock Acquisiton 2013-09-10 83 $35.66 8,932 No 4 M Indirect by Trust
Common Stock Disposition 2013-09-10 83 $70.16 8,849 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect by Trust
No 4 S Indirect by Trust
No 4 M Indirect by Trust
No 4 S Indirect by Trust
No 4 M Indirect by Trust
No 4 S Indirect by Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-09-09 57,000 $0.00 57,000 $35.66
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-09-10 83 $0.00 83 $35.66
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-09-10 56,917 $0.00 56,917 $37.29
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,750 2018-11-06 No 4 M Direct
5,667 2018-11-06 No 4 M Direct
4,333 2017-11-11 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 9,469 Direct
Footnotes
  1. Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.
  2. The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
  3. The sale prices for this transaction ranged from $68.80 to $68.805. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
  4. The sale prices for this transaction ranged from $70.16 to $70.17. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
  5. Includes 187 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2013.
  6. The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.