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Filing Details

Accession Number:: 0001097815-13-000022
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-09-10 20:23:34
Reporting Period:: 2013-09-06

Filing Date:: 2013-09-10
Accepted Time:: 2013-09-10 20:23:34
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1122388	Ellie Mae Inc	ELLI	Services-Prepackaged Software (7372)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1097815	Limin Hu	C/O Ellie Mae, Inc. 4155 Hopyard Road, Suite 200 Pleasanton CA 94588	Evp, Cto	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2013-09-06	19,921	$8.85	427,431	No	4	M	Direct
Common Stock	Disposition	2013-09-06	19,921	$30.29	407,510	No	4	S	Direct
Common Stock	Acquisiton	2013-09-06	15,270	$1.38	422,780	No	4	M	Direct
Common Stock	Disposition	2013-09-06	15,270	$30.29	407,510	No	4	S	Direct
Common Stock	Disposition	2013-09-09	9,977	$30.56	397,533	No	4	D	Direct
Common Stock	Disposition	2013-09-09	12,023	$31.19	385,510	No	4	D	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	D	Direct
No	4	D	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2013-09-06	15,270	$0.00	15,270	$1.38
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2013-09-06	19,921	$0.00	19,921	$8.85

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
10,000		2015-02-22	No	4	M	Direct
4,474		2020-08-26	No	4	M	Direct

Footnotes

The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $24.755 to $24.85, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
Reflects shares of common stock issued and sold in connection with the Compensation Committee of the Board of Directors certification on August 20, 2013 of the achievement of performance goals under the 2012 performance share awards. 25% of the total shares awarded were issued as fully vested shares on or about September 6, 2013. An additional 25% of the total shares awarded will vest on each of August 6, 2014, August 6, 2015, and August 6, 2016, subject to continuous service through such dates.
The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $30.05 to $30.99, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $31.05 to $31.55, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4.
100% of the shares subject to the option are fully vested and exercisable.
The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.
Option vests with respect to 25% of the shares subject thereto on August 26, 2011, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on August 26, 2014.