Filing Details

Accession Number:
0001094739-13-000128
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-10 18:21:20
Reporting Period:
2013-09-06
Filing Date:
2013-09-10
Accepted Time:
2013-09-10 18:21:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1094739 Finisar Corp FNSR Semiconductors & Related Devices (3674) 943038428
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1486769 Kurt Adzema 1389 Moffett Park Drive
Sunnyvale CA 94089-1134
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-09-06 6,317 $24.90 102,855 No 4 S Direct
Common Stock Disposition 2013-09-08 124 $23.45 102,731 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 F Direct
Footnotes
  1. Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on December 24, 2012.
  2. On Sep 08, 2013, the Reporting Person vested in 328 restricted stock units ("RSUs") and as a result acquired 328 shares of common stock of the Issuer pursuant to the Reporting Person's December 08, 2009 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person.