Filing Details

Accession Number:
0001209191-13-043755
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-10 17:38:23
Reporting Period:
2013-09-09
Filing Date:
2013-09-10
Accepted Time:
2013-09-10 17:38:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1353283 Splunk Inc SPLK Services-Prepackaged Software (7372) 861106510
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1368886 F David Conte C/O Splunk Inc.
250 Brannan Street
San Francisco CA 94107
Svp & Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-09 20,833 $2.94 60,833 No 4 M Direct
Common Stock Acquisiton 2013-09-09 2,083 $4.82 62,916 No 4 M Direct
Common Stock Disposition 2013-09-09 4,800 $57.00 58,116 No 4 S Direct
Common Stock Disposition 2013-09-09 2,933 $57.88 55,183 No 4 S Direct
Common Stock Disposition 2013-09-09 11,988 $59.13 43,195 No 4 S Direct
Common Stock Disposition 2013-09-09 3,195 $59.28 40,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2013-09-09 20,833 $0.00 20,833 $2.94
Common Stock Employee Stock Option (right to buy) Disposition 2013-09-09 2,083 $0.00 2,083 $4.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
479,168 2021-07-14 No 4 M Direct
58,334 2021-12-14 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 26, 2012.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.435 to $57.42, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (5) to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.46 to $58.41, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.42 to $59.41, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.43 to $59.59, inclusive.
  6. The option, representing a right to purchase a total of 1,000,000 shares, is subject to an early exercise provision pursuant to which 411,142 shares are immediately exercisable and an additional 34,013 shares become exercisable on each of January 1, 2014 and January 1, 2015. One-fourth of the shares subject to the option vested on July 15, 2012 and one forty-eighth of the shares vest monthly thereafter.
  7. One-fourth of the shares subject to the option vested on December 15, 2012 and one forty-eighth of the shares vest monthly thereafter.