Filing Details
- Accession Number:
- 0001171441-13-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-10 17:16:49
- Reporting Period:
- 2013-09-06
- Filing Date:
- 2013-09-10
- Accepted Time:
- 2013-09-10 17:16:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1165002 | Westwood Holdings Group Inc | WHG | Investment Advice (6282) | 752969997 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1171441 | M Susan Byrne | 200 Crescent Court Suite 1200 Dallas TX 75201 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-09-06 | 389 | $49.10 | 403,627 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-09 | 7,609 | $49.11 | 396,018 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-10 | 6,202 | $49.33 | 389,016 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 40,000 | Indirect | Family Foundation |
| Common Stock | 12,576 | Indirect | By spouse |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and her spouse on July 30, 2013.
- Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $49.0101 to $49.20 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.
- Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $49.20 to $49.50 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.
Billionaire Hedge Funds
