Filing Details
- Accession Number:
- 0001001250-13-000159
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-09-10 16:59:17
- Reporting Period:
- 2013-09-04
- Filing Date:
- 2013-09-10
- Accepted Time:
- 2013-09-10 16:59:17
- Original Submission Date:
- 2013-09-06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001250 | Estee Lauder Companies Inc | EL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 112408943 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1428855 | Fabrizio Freda | The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2013-09-04 | 33,875 | $67.31 | 68,240 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2013-09-06 | 30,691 | $67.35 | 37,549 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Option (Right to Buy) | Acquisiton | 2013-09-04 | 117,239 | $0.00 | 117,239 | $67.31 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
117,239 | 2023-09-04 | No | 4 | A | Direct |
Footnotes
- Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.
- Reflects amended price of Class A Common Stock.
- Reflects amended number of shares of Class A Common Stock sold.
- The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- Sales prices range from $67.01 to $67.66 per share, inclusive.
- Reflects amended exercise price.
- Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 39,079 shares exercisable from and after January 1, 2015; 39,080 shares exercisable from and after January 1, 2016; and 39,080 shares exercisable from and after January 1, 2017.