Filing Details
- Accession Number:
- 0001000045-13-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-10 16:44:54
- Reporting Period:
- 2013-09-06
- Filing Date:
- 2013-09-10
- Accepted Time:
- 2013-09-10 16:44:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1000045 | Nicholas Financial Inc | NICK | Short-Term Business Credit Institutions (6153) | 593019317 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1325815 | Scott Fink | 2454 Mcmullen Booth Rd #C-501B Clearwater FL 33759 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-09-06 | 5,209 | $16.04 | 4,041 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $11.44 | 2022-08-07 | 5,000 | 5,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-08-07 | 5,000 | 5,000 | Direct |
Footnotes
- This amount has been reduced by $2.00 per the Equity Plan requirements as a result of the December 2012 special cash dividend.
- This option vest in three equal annual installments beginning on August 7, 2012.
Billionaire Hedge Funds
