Filing Details
- Accession Number:
- 0001250988-13-000056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-10 16:31:10
- Reporting Period:
- 2013-09-06
- Filing Date:
- 2013-09-10
- Accepted Time:
- 2013-09-10 16:31:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1224608 | Cno Financial Group Inc. | CNO | Accident & Health Insurance (6321) | 753108137 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1375456 | J Christopher Nickele | 11825 N. Pennsylvania Street Carmel IN 46032 | Pres, Other Cno Business | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-06 | 70,100 | $6.45 | 245,826 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-06 | 70,100 | $14.60 | 175,726 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-09-06 | 11,400 | $5.75 | 187,126 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-06 | 11,400 | $14.60 | 175,726 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-09-09 | 18,600 | $5.75 | 194,326 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-09 | 18,600 | $14.61 | 175,726 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2013-09-06 | 70,100 | $0.00 | 70,100 | $6.45 |
| Common Stock | Stock Options | Disposition | 2013-09-06 | 11,400 | $0.00 | 11,400 | $5.75 |
| Common Stock | Stock Options | Disposition | 2013-09-09 | 18,600 | $0.00 | 18,600 | $5.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-03-18 | No | 4 | M | Direct | |
| 18,600 | 2017-05-06 | No | 4 | M | Direct | |
| 0 | 2017-05-06 | No | 4 | M | Direct |
Footnotes
- One-half of these options vested on March 18, 2012 and the other one-half vested on March 18, 2013.
- One-half of these options vested on May 6, 2012 and the other one-half vested on May 6, 2013.
Billionaire Hedge Funds
