Filing Details
- Accession Number:
- 0001181431-13-048407
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-10 16:22:07
- Reporting Period:
- 2013-09-09
- Filing Date:
- 2013-09-10
- Accepted Time:
- 2013-09-10 16:22:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1353196 | A Efstathios Kouninis | C/O Pegasystems Inc. 1 Rogers Street Cambridge MA 02142 | Vp Of Finance & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-09 | 351 | $0.00 | 351 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-09 | 336 | $37.63 | 15 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-09-09 | 15 | $37.63 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-09-09 | 351 | $0.00 | 351 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-09 | 335 | $37.66 | 16 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-09-09 | 16 | $37.66 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-09-09 | 500 | $0.00 | 500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-09 | 257 | $37.69 | 243 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-09-09 | 243 | $37.69 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-09-09 | 250 | $0.00 | 250 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-09 | 129 | $37.62 | 121 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-09-09 | 121 | $37.63 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option - Right to Acquire | Disposition | 2013-09-09 | 351 | $0.00 | 1,405 | $35.10 |
Common Stock | Stock Option - Right to Acquire | Disposition | 2013-09-09 | 351 | $0.00 | 1,405 | $35.10 |
Common Stock | Stock Option - Right to Acquire | Disposition | 2013-09-09 | 500 | $0.00 | 10,000 | $10.41 |
Common Stock | Stock Option - Right to Acquire | Disposition | 2013-09-09 | 250 | $0.00 | 10,000 | $10.41 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,054 | 2011-12-14 | 2020-12-14 | No | 4 | M | Direct |
703 | 2011-12-14 | 2020-12-14 | No | 4 | M | Direct |
2,500 | 2009-04-24 | 2018-04-24 | No | 4 | M | Direct |
2,250 | 2009-04-24 | 2018-04-24 | No | 4 | M | Direct |
Footnotes
- All options vest 20% on December 14, 2011, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
- Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
- Represents the weighted average of sale prices on 09/09/2013, ranging from $37.69 to $37.692.
- All options vest 20% on April 24, 2009, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
- Represents the weighted average of sale prices on 09/09/2013, ranging from $37.61 to $37.63.