Filing Details

Accession Number:
0001181431-13-048407
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-10 16:22:07
Reporting Period:
2013-09-09
Filing Date:
2013-09-10
Accepted Time:
2013-09-10 16:22:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1013857 Pegasystems Inc PEGA Services-Computer Processing & Data Preparation (7374) 042787865
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1353196 A Efstathios Kouninis C/O Pegasystems Inc.
1 Rogers Street
Cambridge MA 02142
Vp Of Finance & Cao No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-09 351 $0.00 351 No 4 M Direct
Common Stock Disposition 2013-09-09 336 $37.63 15 No 4 F Direct
Common Stock Disposition 2013-09-09 15 $37.63 0 No 4 S Direct
Common Stock Acquisiton 2013-09-09 351 $0.00 351 No 4 M Direct
Common Stock Disposition 2013-09-09 335 $37.66 16 No 4 F Direct
Common Stock Disposition 2013-09-09 16 $37.66 0 No 4 S Direct
Common Stock Acquisiton 2013-09-09 500 $0.00 500 No 4 M Direct
Common Stock Disposition 2013-09-09 257 $37.69 243 No 4 F Direct
Common Stock Disposition 2013-09-09 243 $37.69 0 No 4 S Direct
Common Stock Acquisiton 2013-09-09 250 $0.00 250 No 4 M Direct
Common Stock Disposition 2013-09-09 129 $37.62 121 No 4 F Direct
Common Stock Disposition 2013-09-09 121 $37.63 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option - Right to Acquire Disposition 2013-09-09 351 $0.00 1,405 $35.10
Common Stock Stock Option - Right to Acquire Disposition 2013-09-09 351 $0.00 1,405 $35.10
Common Stock Stock Option - Right to Acquire Disposition 2013-09-09 500 $0.00 10,000 $10.41
Common Stock Stock Option - Right to Acquire Disposition 2013-09-09 250 $0.00 10,000 $10.41
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,054 2011-12-14 2020-12-14 No 4 M Direct
703 2011-12-14 2020-12-14 No 4 M Direct
2,500 2009-04-24 2018-04-24 No 4 M Direct
2,250 2009-04-24 2018-04-24 No 4 M Direct
Footnotes
  1. All options vest 20% on December 14, 2011, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
  2. Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
  3. Represents the weighted average of sale prices on 09/09/2013, ranging from $37.69 to $37.692.
  4. All options vest 20% on April 24, 2009, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
  5. Represents the weighted average of sale prices on 09/09/2013, ranging from $37.61 to $37.63.