Filing Details
- Accession Number:
- 0001179110-13-014036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-10 16:11:46
- Reporting Period:
- 2013-09-09
- Filing Date:
- 2013-09-10
- Accepted Time:
- 2013-09-10 16:11:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 896156 | Ethan Allen Interiors Inc | ETH | Wood Household Furniture, (No Upholstered) (2511) | 061275288 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1414622 | Lynda Stout | Ethan Allen Drive Danbury CT 06811 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right To Buy) | Acquisiton | 2013-09-09 | 625 | $19.07 | 625 | No | 4 | M | Direct | |
| Stock Options (Right To Buy) | Disposition | 2013-09-09 | 625 | $28.00 | 0 | No | 4 | S | Direct | |
| Stock Options (Right To Buy) | Acquisiton | 2013-09-09 | 1,000 | $20.63 | 1,000 | No | 4 | M | Direct | |
| Stock Options (Right To Buy) | Disposition | 2013-09-09 | 1,000 | $28.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2013-09-09 | 625 | $0.00 | 625 | $19.07 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2013-09-09 | 1,000 | $0.00 | 1,000 | $20.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,250 | 2012-07-26 | 2021-07-26 | No | 4 | M | Direct |
| 3,000 | 2013-07-31 | 2022-07-31 | No | 4 | M | Direct |
Billionaire Hedge Funds
