Filing Details

Accession Number:
0000091142-13-000062
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-10 15:09:36
Reporting Period:
2013-09-06
Filing Date:
2013-09-10
Accepted Time:
2013-09-10 15:09:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Household Appliances (3630) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1236636 J John Kita A. O. Smith Corporation
11270 West Park Place
Milwaukee WI 53224
Executive Vice President & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-08-27 230 $0.00 46,364 No 4 G Direct
Common Stock Acquisiton 2013-09-06 12,900 $13.97 59,264 No 4 M Direct
Common Stock Disposition 2013-09-06 12,900 $43.15 46,364 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2013-09-06 12,900 $0.00 12,900 $13.97
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
76,800 2011-02-08 2020-02-08 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 0 19,200 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
0 19,200 Direct
Footnotes
  1. Gift
  2. On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 23,297 additional shares of Common Stock.
  3. On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 44,850 additional Employee Stock Options.
  4. On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 9,600 additional Restricted Stock Units.