Filing Details

Accession Number:
0001140361-13-035516
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-10 14:31:46
Reporting Period:
2013-09-06
Filing Date:
2013-09-10
Accepted Time:
2013-09-10 14:31:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
771497 Abm Industries Inc ABM Services-To Dwellings & Other Buildings (7340) 941369354
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1433554 H Sarah Mcconnell 551 Fifth Avenue
Suite 300
New York NY 10176
Svp/Gen. Counsel/Corp. Secty. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-06 11,904 $20.19 44,266 No 4 M Direct
Common Stock Disposition 2013-09-06 11,904 $25.35 32,362 No 4 S Direct
Common Stock Acquisiton 2013-09-06 2,964 $0.00 35,326 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Acquisiton 2013-09-06 11,904 $0.00 11,904 $20.19
Common Stock Stock Options Acquisiton 2013-09-06 9,973 $0.00 9,973 $25.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,904 2014-09-10 No 4 M Direct
9,973 2020-09-06 No 4 A Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.25 to $25.60, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
  2. Restricted stock units (RSUs) granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. Units vest 50% on the second anniversary of the grant date and 50% on the fourth anniversary of the grant date, and will settle in shares of common stock. Dividend equivalent rights (DERs) will accrue.
  3. Includes 18,980 unvested RSUs, 7,450 vested RSUs, the receipt of which has been deferred and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, and 2,535 performance shares earned but not vested with respect to performance shares granted on 1/11/2011, and DERs related thereto.
  4. Stock options granted under the 2006 Equity Incentive Plan.
  5. 25% exercisable on 9/10/2008 and 25% on the anniversary date of each of the following three years.
  6. 25% exercisable on 9/6/2014 and 25% on the anniversary date of each of the following three years.