Filing Details
- Accession Number:
- 0001057058-13-000068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-10 14:09:40
- Reporting Period:
- 2013-09-06
- Filing Date:
- 2013-09-10
- Accepted Time:
- 2013-09-10 14:09:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1057058 | Waste Connections Inc. | WCN | Refuse Systems (4953) | 943283464 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1064313 | W Michael Harlan | 3 Waterway Square Place Suite 110 The Woodlands TX 77380 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-06 | 15,000 | $11.08 | 40,576 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-06 | 15,000 | $42.41 | 25,576 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-09-06 | 15,000 | $0.00 | 15,000 | $11.08 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-10-27 | 2014-02-03 | No | 4 | M | Direct |
Footnotes
- This option was previously reported as an option for 20,000 shares of common stock at an exercise price of $37.40 per share, but was adjusted to reflect the 50% stock dividends declared by WCI on May 25, 2004, March 13, 2007 and November 12, 2010 which was payable on November 12, 2010, to all holders of record of common stock on November 12, 2010. Accordingly, on November 12, 2010, the date the last stock dividend was paid, the option became exercisable for 67,500 shares of common stock at an exercise price of $11.08 per share.
- The zero in Table II, Column 8 is a placeholder only that is required by the EDGAR software and should be disregarded.