Filing Details
- Accession Number:
- 0001200552-13-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-10 12:15:08
- Reporting Period:
- 2013-09-04
- Filing Date:
- 2013-09-10
- Accepted Time:
- 2013-09-10 12:15:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
90168 | Sifco Industries Inc | SIF | Aircraft Engines & Engine Parts (3724) | 340553950 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1200552 | S Michael Lipscomb | Sifco Industries Inc 970 East 64Th Street Cleveland OH 44103 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Voting Trust Certificates | Acquisiton | 2013-09-04 | 150,000 | $17.25 | 172,380 | No | 4 | P | Indirect | Individual owns 30.6% of GS Capital Portfolio Investments, Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Individual owns 30.6% of GS Capital Portfolio Investments, Inc. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Unrestricted Shares - Sif | 9,047 | Direct | |
Restricted Shares - Sif | 13,333 | Direct |
Footnotes
- 13,333 restricted shares and 9,047 unrestricted shares prior to this transaction.
- GS Capital Portfolio Investments, Inc. purchased the 150,000 shares. Mike Lipscomb owns 30.6% of GS Capital Portfolio Investments, Inc.