Filing Details

Accession Number:
0001200552-13-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-10 12:15:08
Reporting Period:
2013-09-04
Filing Date:
2013-09-10
Accepted Time:
2013-09-10 12:15:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
90168 Sifco Industries Inc SIF Aircraft Engines & Engine Parts (3724) 340553950
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1200552 S Michael Lipscomb Sifco Industries Inc
970 East 64Th Street
Cleveland OH 44103
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Voting Trust Certificates Acquisiton 2013-09-04 150,000 $17.25 172,380 No 4 P Indirect Individual owns 30.6% of GS Capital Portfolio Investments, Inc.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Individual owns 30.6% of GS Capital Portfolio Investments, Inc.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Unrestricted Shares - Sif 9,047 Direct
Restricted Shares - Sif 13,333 Direct
Footnotes
  1. 13,333 restricted shares and 9,047 unrestricted shares prior to this transaction.
  2. GS Capital Portfolio Investments, Inc. purchased the 150,000 shares. Mike Lipscomb owns 30.6% of GS Capital Portfolio Investments, Inc.