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Home > Insider Trading > Filing (0001104659-13-068804)

Filing Details

Accession Number:: 0001104659-13-068804
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-09-09 19:29:29
Reporting Period:: 2013-09-05

Filing Date:: 2013-09-09
Accepted Time:: 2013-09-09 19:29:29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
881524	Vivus Inc	VVUS	Pharmaceutical Preparations (2834)	943136179

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1191286	E Timothy Morris	C/O Vivus, Inc. 351 East Evelyn Avenue Mountain View CA 94041	Vp, Finance And Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-09-05	10,654	$4.23	10,654	No	4	M	Direct
Common Stock	Disposition	2013-09-05	10,654	$11.95	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2013-09-05	10,654	$0.00	10,654	$4.23

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
116,007		2019-01-23	No	4	M	Direct

Footnotes

The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $11.90 to $11.95 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
This option is fully vested and immediately exercisable.